New York Chapter of the Association of Certified Fraud Examiners

Investigative Auditing Techniques and Strategies

On July 13, 2016, the NYCFE is proud to present two attorneys and an auditor from a New York City Agency who will conduct a presentation regarding auditing work in a regulatory and law enforcement context. Specifically, their presentation will review the process they follow when conducting investigative audits and other fraud investigations in their covered industries. They will review specific procedures they follow when conducting audits. They will also discuss some of their more noteworthy investigations.

Following this training session, participants will be able to:

• Describe auditing work within a regulatory and law enforcement context.
• Identify the unique process used when conducting government forensic audits in this context.
• Discover the legal procedures followed in connection with the prosecution of these cases.
• Relate investigations performed regarding organized crime and construction fraud to their own career work.
• Discover important legal, auditing, and investigative processes that can be immediately applied in their own business.

Please take note that this is a MORNING seminar, from 8:00 to 10:30 AM

on July 13, 2016

 You will be entitled to 2 CFE credits if you attend this seminar!

 Registration and continental breakfast will begin at 8:00 a.m. with the Seminar to follow immediately at 8:30AM until 10:30 AM

 The Seminar will be held at: 

Club Quarters Midtown

40 West 45th Street

Complete Continental Breakfast with attendance

  (including FREE Juice & Coffee/Tea)

NY CHAPTER MEMBERS $35.00

   NON-MEMBERS $50.00 

  SEATING IS VERY LIMITED

NYCFE is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. 

SPEAKER BIOS:

DANIEL D. BROWNELL

On May 13, 2014, Dan Brownell was appointed by Mayor Bill de Blasio to lead the New York City Business Integrity Commission.  As Commissioner and Chair, Dan oversees the agency charged with regulating and preventing organized crime and corruption in private carting businesses, public wholesale markets and the shipboard gaming industry.  Dan has had an extensive career in public service, as both a prosecutor and an investigator.  Immediately prior to joining the Business Integrity Commission, Dan spent two years as Chief of the Rackets Bureau at the New York County District Attorney’s Office (“DANY”).  During his tenure there, he oversaw cases involving terrorism, organized crime, public corruption, and social security fraud.  During his six years as an Assistant United States Attorney in the Eastern District of New York, Dan prosecuted cases involving construction fraud, bribery and other corruption involving public officials, traditional organized crime, and health care fraud. While with both the New York State Office of the Inspector General and the New York City Department of Investigation, Dan oversaw investigations of corrupt public employees and theft of public funds.  Dan began his legal career at DANY, where he spent almost 10 years prosecuting cases in the homicide unit.  Dan is a graduate of the SUNY College of Environmental Science Forestry and SUNY Buffalo School of Law.

NOAH D. GENEL

Noah D. Genel is Deputy Commissioner of Legal Affairs and General Counsel at the New York City Business Integrity Commission (“BIC”), which regulates the commercial waste hauling industry and the public wholesale markets in New York City.  Noah joined BIC in March 2015 and serves as the chief legal officer and advisor to the Commissioner and Chair of BIC.  Prior to joining BIC, Noah was an Assistant District Attorney and Senior Investigative Counsel at the New York County District Attorney’s Office (“DANY”), serving for more than 8 years under both the Hon. Robert M. Morgenthau and the Hon. Cyrus R. Vance, Jr.  Noah spent most of that time in the Rackets Bureau, investigating and prosecuting a wide array of criminal cases, including cases involving organized crime, homicide, terrorism, public corruption and fraud.  Noah was also in the Special Prosecutions Bureau (now known as the Financial Frauds Bureau).  Prior to joining DANY, Noah was in private practice at the firm now known as Morvillo, Abramowitz, Grand, Iason & Anello, PC and at Schulte, Roth & Zabel LLP, practicing white-collar criminal defense, defense in regulatory matters, and civil litigation.  Noah received his J.D. from Fordham University School of Law and his B.A. from Union College.